Compliance Audits

We perform comprehensive assessments to confirm your organization's adherence with external laws and regulations, industry-specific guidelines, and internal policies.

Kaiser Experience

Our compliance professionals utilize their vast internal and external accounting and auditing backgrounds to capably identify and evaluate conformance to a wide range of compliance requirements. When instances of noncompliance are identified, we offer industry-specific recommendations for corrective action plans to attain and maintain compliance.

Experience has taught us our clients often misinterpret the extensive and complex regulatory standards applicable to their business, which leads to increased expense and frustration within their organization. We help our clients overcome existing inadequacies and prevent future impediments by providing proper mitigation solutions and streamlining approaches to compliance.


Kaiser Objectives

Kaiser Consulting's thorough evaluation aids clients in avoiding the risks and penalties of noncompliance and in most cases allow for more efficient and effective compliance plans, policies and procedures moving forward.

We identify and gain an understanding of the relevant internal and external requirements, perform testing to determine compliance, share our findings along with recommendations for improvement when instances of noncompliance are detected, and assist management with their responsibility to understand deficiencies and implement corrective measures.


COMPLIANCE AUDIT SERVICES INCLUDE:

We aid clients to ensure timely and accurate compliance with applicable external requirements, industry obligations, and internal directives with which your business entity is required to comply.

  • Compliance with laws, regulations, rules, frameworks, and management systems
  • Sarbanes-Oxley & J-SOX readiness and compliance
  • System & Organization Controls (SOC) readiness
  • Operational and internal audits
  • Adherence with industry-specific guidelines
  • Compliance with contract and grant agreement provisions
  • OMB Circular A-133 compliance
  • Communications with stakeholders regarding test results and recommendations 
  • Development and documentation of policies and procedures
  • Compliance training

Your Business. Our Team. Great Results.

Contact us today to get started on your next project.

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