Sarbanes-Oxley & J-SOX Compliance

Our compliance and risk professionals help businesses comply with the governing laws of the Sarbanes-Oxley Act (SOX) and the Financial Instruments and Exchange Laws (J-SOX).

Kaiser Experience

While many companies struggle with these complicated pieces of legislation, our team has the SOX/J-SOX experience to expedite regulatory compliance, simplify the implementation, and reduce the cost and complexity of compliance and ongoing maintenance.


Kaiser Methodologies

The skilled professionals who create and refine our SOX/J-SOX methodologies are the same Kaiser Consulting professionals who lead and manage our SOX/J-SOX engagements. Since the enactment of these complex pieces of legislation, our team has consistently developed, amended, and streamlined our techniques to function efficiently for clients of all sizes operating in all industries.


SOX/J-SOX SERVICES INCLUDE:

We custom build valuable SOX/J-SOX solutions to meet each client’s needs by adapting our methodologies to your company’s particular circumstances.

  • Project planning and management
  • Documentation of processes and controls, both business process and IT General Controls
  • Identification of key controls and missing controls
  • Testing and evaluation of the design effectiveness of controls
  • Development and execution of test plans for operating effectiveness
  • Optimization of controls by identifying and eliminating duplicate or redundant controls
  • Paperless electronic documentation of risk control matrices, test plans and all testing evidence, including documentation of review and approvals of all e-documents
  • Remediation and recommendations related to control gaps
  • Monitoring and reporting project results

    Your Business. Our Team. Great Results.

    Contact us today to get started on your next project.

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