Compliance Audits

We perform comprehensive assessments to confirm your organization's adherence to external laws and regulations, industry-specific guidelines, and internal policies.

Kaiser's Experience in Compliance Auditing

Our compliance professionals utilize their vast internal and external accounting and auditing backgrounds to identify and evaluate conformance to a wide range of compliance requirements. When we discover instances of noncompliance, we offer industry-specific recommendations for corrective action plans to attain and maintain compliance.

Hands-on experience has taught us how to methodically lead your organization through extensive and complex regulatory standards unique to your business. Based on years of performing comprehensive compliance engagements, we understand how to:

  • Interpret applicable rules, laws and regulations governing your industry that are often complicated and constantly changing
  • Analyze your company’s policies, procedures, and operations to determine adherence to standards and identify gaps
  • Provide proper mitigation solutions to help reduce costly noncompliance expenses and frustration within the organization

How Does Kaiser Consulting Help Reduce Compliance Issues?

We help organizations solve current compliance challenges and streamline approaches to prevent impediments to future compliance. Kaiser Consulting's thorough evaluations aid clients in avoiding the risks and penalties of noncompliance and, in most cases, allow for more efficient and effective compliance plans, policies and procedures moving forward.

We identify and understand the relevant internal and external requirements, perform testing to determine compliance, share our findings and recommendations for improvement when instances of noncompliance are detected, and assist management with their responsibility to understand deficiencies and implement corrective measures.

Compliance Audit Services

We aid clients in ensuring timely and accurate compliance with applicable external requirements, industry obligations, and internal directives that your business entity is required to comply with to keep your organization operating smoothly.

Our Compliance Audit services include:

  • Compliance with laws, regulations, rules, frameworks, and management systems
  • Sarbanes-Oxley & J-SOX readiness and compliance
  • System & Organization Controls (SOC) readiness
  • Operational and internal audits
  • Adherence to industry-specific guidelines
  • Compliance with contract and grant agreement provisions
  • Government grant compliance
  • Communications with stakeholders regarding test results and recommendations 
  • Development and documentation of policies and procedures
  • Compliance training

Our Core Values


Committed to creating a welcoming environment that embraces differences and offers respect for everyone's words and actions, allowing each person to bring their entire, authentic selves to work


Recruit and retain industry leaders and support continuing education

Life {Balance}

Foster a culture that values balance between work, home and community

{Client} Service

Work as a team to serve clients with excellence and integrity to deliver more than expected with unquestioned professionalism and confidentiality

{High} Standards

Hold steadfast to superior talent, supportive relationships, innovative approaches and modern technology

Fiscal {Responsibility}

Committed to providing clients innovative solutions while maintaining low overhead and competitive pricing

Your Business. Our Team. Great Results.

Contact us today to get started on your next project.

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